| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-12-19 | - |
| Rep | 證券交易 | 2016-12-19 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2011-10-04 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2011-10-04 | 2016-12-18 |
| Rep | 證券交易 | 2011-10-04 | 2016-12-18 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2010-10-11 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-07-07 | 2011-05-06 |
| Rep | 期貨合約交易 | 2010-07-07 | 2011-05-06 | |
| Rep | 證券交易 | 2010-07-07 | 2011-05-06 |
金管局記錄暫時無法載入，請稍後重試。