| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2015-09-07 | 2020-03-30 |
| Rep | 提供自動化交易服務 | 2015-09-07 | 2020-03-30 | |
| Rep | 證券交易 | 2015-09-07 | 2020-03-30 | |
| Qantex Capital Markets Limited | Rep | 證券交易 | 2012-07-16 | 2012-09-14 |
| Rep | 期貨合約交易 | 2011-11-28 | 2012-09-14 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2010-07-13 | 2011-07-23 |
| Rep | 證券交易 | 2010-07-13 | 2011-07-23 |