| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-07-02 | 2014-07-18 |
| CSC SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2014-07-02 | 2014-07-18 |
| Rep | 證券交易 | 2014-07-02 | 2014-07-18 | |
| Partners Asset Management (HK) Limited | Rep | 就證券提供意見 | 2014-04-29 | 2014-06-17 |
| Rep | 提供資產管理 | 2014-04-29 | 2014-06-17 | |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 證券交易 | 2014-04-29 | 2014-06-17 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 就證券提供意見 | 2013-07-11 | 2014-04-24 |
| Rep | 證券交易 | 2013-07-11 | 2014-04-24 | |
| China Jianxin Financial Services Limited | Rep | 就證券提供意見 | 2011-02-02 | 2013-06-14 |
| Rep | 證券交易 | 2010-07-23 | 2013-06-14 |