| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-08-14 | 2014-03-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-08-14 | 2014-03-19 |
| Rep | 證券交易 | 2013-08-14 | 2014-03-19 | |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-09-28 | 2011-05-13 |
| Rep | 提供資產管理 | 2010-09-28 | 2011-05-13 |