| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2023-03-16 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2022-06-09 | - |
| Rep | 證券交易 | 2022-04-14 | - | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2019-04-01 | 2022-03-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2016-08-23 | 2022-03-24 |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2015-08-18 | 2016-07-09 |
| oOo Securities (HK) Group Limited | Rep | 證券交易 | 2010-12-06 | 2011-05-17 |