| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2019-07-16 | 2025-09-19 |
| UX SECURITIES LIMITED | Rep | 證券交易 | 2018-04-23 | 2019-06-24 |
| Mason Securities Limited | Rep | 證券交易 | 2014-08-26 | 2015-03-18 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-08-09 | 2014-07-15 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-12-14 | 2012-07-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-12-14 | 2012-07-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-08-26 | 2011-02-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-08-26 | 2011-02-06 |