| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-04-16 | 2019-05-29 |
| Rep | 證券交易 | 2018-04-16 | 2019-05-29 | |
| Eclipse Options (HK) Limited | Rep | 期貨合約交易 | 2012-04-11 | 2018-02-09 |
| Rep | 證券交易 | 2012-04-11 | 2018-02-09 | |
| Rep | 期貨合約交易 | 2010-09-03 | 2011-04-08 | |
| Rep | 證券交易 | 2010-09-03 | 2011-04-08 |