| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2024-08-09 | - |
| Rep | 證券交易 | 2024-08-09 | - | |
| Rep | 期貨合約交易 | 2022-01-31 | 2022-09-30 | |
| Rep | 證券交易 | 2022-01-31 | 2022-09-30 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2018-01-15 | 2021-05-04 |
| Rep | 證券交易 | 2018-01-15 | 2021-05-04 | |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2016-06-15 | 2017-10-13 |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2012-03-07 | 2016-05-13 |
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2010-11-02 | 2011-03-14 |
| Rep | 證券交易 | 2010-11-02 | 2011-03-14 |