| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Future Growth Financial Services Limited | Rep | 期貨合約交易 | 2011-01-03 | 2011-06-20 |
| Rep | 證券交易 | 2011-01-03 | 2011-06-20 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2010-10-25 | 2010-10-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-10-25 | 2010-10-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-10-25 | 2010-10-30 |