| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-02-28 |
| Rep | 證券交易 | 2016-01-05 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-01-05 | 2020-02-28 |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2011-09-19 | 2015-07-10 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2011-09-19 | 2015-07-10 |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2010-11-02 | 2011-09-07 |
| Rep | 證券交易 | 2010-11-02 | 2011-09-07 |