| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GEO Securities Limited | Rep | 就證券提供意見 | 2025-12-02 | - |
| Rep | 提供資產管理 | 2025-12-02 | - | |
| RO | 證券交易 | 2025-12-02 | - | |
| Bonus Eventus Securities Limited | RO | 證券交易 | 2020-04-14 | 2024-01-16 |
| Rep | 證券交易 | 2016-08-17 | 2020-04-14 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-06-11 | 2016-08-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-06-11 | 2016-08-11 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2015-03-26 | 2015-04-10 |
| Rep | 提供資產管理 | 2015-03-26 | 2015-04-10 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2015-03-26 | 2015-04-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2010-12-13 | 2011-02-19 |
已採集記錄中暫無金管局登記。