| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wealth Management Cube Limited | Rep | 證券交易 | 2025-05-20 | - |
| WELLCHAMP CAPITAL LIMITED | Rep | 就證券提供意見 | 2025-05-20 | - |
| Rep | 提供資產管理 | 2025-05-20 | - | |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2024-08-22 | 2024-09-30 |
| Rep | 就證券提供意見 | 2024-07-22 | 2024-09-30 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2023-11-21 | 2024-02-29 |
| Rep | 提供資產管理 | 2023-11-21 | 2024-02-29 | |
| Rep | 就證券提供意見 | 2022-10-24 | 2023-09-11 | |
| Rep | 提供資產管理 | 2022-10-24 | 2023-09-11 | |
| ZENITH INNOVATION FINANCIAL GROUP LIMITED | Rep | 就證券提供意見 | 2022-03-29 | 2022-09-29 |
| Rep | 提供資產管理 | 2022-03-29 | 2022-09-29 | |
| INFINITY ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-02-24 | 2021-04-10 |
| Rep | 提供資產管理 | 2021-02-24 | 2021-04-10 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 證券交易 | 2013-10-09 | 2014-02-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2012-11-06 | 2013-09-16 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2010-11-16 | 2011-04-21 |
| Rep | 證券交易 | 2010-11-16 | 2011-04-21 |
已採集記錄中暫無金管局登記。