| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2026-09-07 | - |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2024-01-11 | - |
| Rep | 證券交易 | 2024-01-11 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-11-02 | 2023-12-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-11-02 | 2023-12-29 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2011-06-13 | 2011-06-29 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-06-13 | 2011-06-29 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-11-19 | 2011-04-08 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-11-19 | 2011-04-08 |
已採集記錄中暫無金管局登記。