| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2011-03-21 | 2011-07-28 |
| Rep | 證券交易 | 2011-03-21 | 2011-07-28 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-11-24 | 2010-12-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-11-24 | 2010-12-15 |