| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2012-08-09 | 2012-12-11 |
| Rep | 證券交易 | 2012-08-09 | 2012-12-11 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-01-27 | 2011-04-27 |
| Rep | 證券交易 | 2011-01-27 | 2011-04-27 | |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-11-24 | 2010-12-22 |
| Rep | 證券交易 | 2010-11-24 | 2010-12-22 |