| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-09-20 | 2012-05-03 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-09-20 | 2012-05-03 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-09-20 | 2012-05-03 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-11-29 | 2011-05-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-11-29 | 2011-05-12 |