Personnel Hong Kong SFC License Details (ID 130615)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
ORIENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2024-10-29	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2024-10-29	-
UCAP Securities (HK) Limited	Rep	就證券提供意見	2023-11-10	2024-10-12
	Rep	提供資產管理	2023-11-10	2024-10-12
	Rep	證券交易	2023-11-10	2024-10-12
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	RO	期貨合約交易	2020-09-28	2023-07-12
	Rep	證券交易	2020-07-30	2023-07-12
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2017-03-23	2020-07-08
Arta Global Futures Limited	Rep	期貨合約交易	2017-01-04	2017-03-04
ARTA GLOBAL MARKETS LIMITED	Rep	證券交易	2017-01-04	2017-03-04
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2014-11-11	2016-12-18
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2014-11-11	2016-12-18
WING FUNG FINTECH LIMITED	Rep	槓桿式外匯交易	2013-08-09	2014-11-01
WING FUNG FUTURES LIMITED	Rep	期貨合約交易	2013-08-09	2014-11-01
WING FUNG SECURITIES LIMITED	Rep	證券交易	2013-08-09	2014-11-01
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2013-02-18	2013-07-29
CES Commodities (HK) Limited	Rep	期貨合約交易	2012-01-13	2013-07-29
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2012-01-13	2013-07-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2010-11-29	2011-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2010-11-29	2011-04-30