| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PAMFLEET ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2023-02-16 | 2023-09-05 |
| Rep | 證券交易 | 2023-02-16 | 2023-09-05 | |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | RO | 就證券提供意見 | 2014-01-06 | 2014-10-07 |
| Rep | 就證券提供意見 | 2013-02-06 | 2014-01-06 | |
| MUFG Securities Asia Limited | RO | 就證券提供意見 | 2012-01-26 | 2012-09-25 |
| Rep | 就證券提供意見 | 2011-04-26 | 2012-01-26 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-11-20 | 2008-12-10 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-05-04 | 2005-11-12 |