| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | 就證券提供意見 | 2023-07-05 | - |
| RO | 證券交易 | 2023-07-05 | - | |
| Rep | 就機構融資提供意見 | 2020-03-05 | - | |
| Rep | 提供資產管理 | 2018-10-22 | 2020-03-05 | |
| Rep | 就證券提供意見 | 2018-10-22 | 2023-07-05 | |
| Rep | 證券交易 | 2018-10-22 | 2023-07-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-06-07 | 2014-09-30 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-12-13 | 2011-05-31 |
| Rep | 證券交易 | 2010-12-13 | 2011-05-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2010-12-13 | 2011-05-31 |