| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2019-11-28 | 2022-07-01 |
| Rep | 證券交易 | 2019-11-28 | 2022-07-01 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2019-11-28 | 2022-07-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-03-14 | 2016-05-11 |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2013-07-11 | 2014-08-01 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2011-09-26 | 2013-06-28 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-09-26 | 2013-06-28 |
| Waterland Securities (HK) Company Limited | Rep | 證券交易 | 2011-01-27 | 2011-05-22 |