| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2020-06-22 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2020-05-15 | - |
| Rep | 證券交易 | 2020-05-15 | - | |
| Crosby Securities Limited | Rep | 就證券提供意見 | 2019-10-03 | 2020-05-03 |
| Rep | 證券交易 | 2019-10-03 | 2020-05-03 | |
| KILMOREY SECURITIES LIMITED | RO | 就證券提供意見 | 2018-09-04 | 2019-08-01 |
| RO | 證券交易 | 2017-11-09 | 2019-08-01 | |
| Rep | 證券交易 | 2017-06-15 | 2017-11-09 | |
| Rep | 就證券提供意見 | 2017-06-15 | 2018-09-04 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2017-01-25 | 2017-02-25 |
| Rep | 證券交易 | 2017-01-25 | 2017-02-25 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2016-06-14 | 2017-01-13 |
| Rep | 證券交易 | 2016-06-14 | 2017-01-13 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2016-02-22 | 2016-05-17 |
| Rep | 提供資產管理 | 2016-02-22 | 2016-05-17 | |
| Rep | 證券交易 | 2016-02-22 | 2016-05-17 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2014-08-21 | 2016-01-31 |
| Rep | 證券交易 | 2014-08-21 | 2016-01-31 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2013-11-18 | 2016-01-31 |
| Rep | 證券交易 | 2013-11-18 | 2016-01-31 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-10-26 | 2013-11-06 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2011-05-03 | 2011-08-17 |
已採集記錄中暫無金管局登記。