| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2012-09-06 | 2012-12-07 |
| RO | 證券交易 | 2012-09-06 | 2012-12-07 | |
| Rep | 期貨合約交易 | 2012-03-23 | 2012-09-06 | |
| Rep | 證券交易 | 2012-03-23 | 2012-09-06 | |
| Rep | 就期貨合約提供意見 | 2012-03-23 | 2012-12-07 | |
| Rep | 就證券提供意見 | 2012-03-23 | 2012-12-07 | |
| Rep | 期貨合約交易 | 2011-03-17 | 2011-06-17 | |
| Rep | 證券交易 | 2011-03-17 | 2011-06-17 |