| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2013-07-23 | 2015-09-02 |
| Rep | 證券交易 | 2013-07-23 | 2015-09-02 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2012-01-03 | 2012-09-04 |
| Rep | 證券交易 | 2012-01-03 | 2012-09-04 | |
| Rep | 期貨合約交易 | 2011-03-18 | 2011-06-18 | |
| Rep | 證券交易 | 2011-03-18 | 2011-06-18 |