| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2017-12-01 | 2017-12-08 |
| Rep | 期貨合約交易 | 2016-11-21 | 2016-12-09 | |
| Rep | 證券交易 | 2016-11-21 | 2016-12-09 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-03-24 | 2011-06-24 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-03-24 | 2011-06-24 |