| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2012-01-13 | 2013-09-09 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-12-09 | 2013-09-09 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-04-06 | 2011-06-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-04-06 | 2011-06-08 |