| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Cosmos One Capital Limited | Rep | 就證券提供意見 | 2025-10-20 | - |
| Rep | 提供資產管理 | 2025-10-20 | - | |
| Rep | 證券交易 | 2025-10-20 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2015-05-21 | 2025-09-25 |
| Rep | 證券交易 | 2015-05-21 | 2025-09-25 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-05-21 | 2025-09-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-07-13 | 2011-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-07-13 | 2011-09-01 |
已採集記錄中暫無金管局登記。