| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-01-18 | - |
| Rep | 證券交易 | 2016-01-18 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2013-11-20 | 2015-12-31 |
| Rep | 證券交易 | 2013-11-20 | 2015-12-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2011-06-24 | 2011-09-01 |
| Rep | 證券交易 | 2011-06-24 | 2011-09-01 |