| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2023-01-06 | - |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2018-07-17 | 2022-08-31 |
| Rep | 證券交易 | 2013-07-22 | 2022-08-31 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2013-07-22 | 2013-11-13 |
| GLG Partners Hong Kong Limited | Rep | 期貨合約交易 | 2011-09-12 | 2012-02-03 |
| Rep | 證券交易 | 2011-09-12 | 2012-02-03 |