| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-12-04 | 2019-10-21 |
| Rep | 證券交易 | 2017-12-04 | 2019-10-21 | |
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2015-07-06 | 2017-10-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-19 | 2015-06-03 |
| Rep | 證券交易 | 2011-09-19 | 2015-06-03 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-19 | 2013-04-23 |