Rose, Daniel John (SFC:AYA429)
證監會中央編號:AYA429
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | RO | 就證券提供意見 | 2023-11-21 | - |
| RO | 證券交易 | 2023-11-21 | - | |
| MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) ( | RO | 提供資產管理 | 2023-11-21 | - |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 就證券提供意見 | 2023-03-30 | 2023-11-21 |
| Rep | 證券交易 | 2023-03-30 | 2023-11-21 | |
| MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) ( | Rep | 提供資產管理 | 2023-03-30 | 2023-11-21 |
| VTB Capital Hong Kong Limited | RO | 就機構融資提供意見 | 2020-06-29 | 2022-05-31 |
| RO | 就證券提供意見 | 2020-06-29 | 2022-05-31 | |
| RO | 證券交易 | 2020-06-29 | 2022-05-31 | |
| RO | 提供資產管理 | 2019-01-04 | 2022-05-31 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-03-01 | 2017-10-10 |
| Rep | 期貨合約交易 | 2011-09-14 | 2011-09-16 |
已採集記錄中暫無金管局登記。