| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2014-03-07 | 2021-01-07 |
| Rep | 就證券提供意見 | 2014-03-07 | 2021-01-07 | |
| Rep | 期貨合約交易 | 2014-02-12 | 2021-01-07 | |
| Rep | 證券交易 | 2014-02-12 | 2021-01-07 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-09-23 | 2014-01-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-09-23 | 2014-01-30 |