| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2024-06-12 | - |
| Rep | 證券交易 | 2021-07-06 | - | |
| Rep | 就機構融資提供意見 | 2021-07-06 | 2024-06-12 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2021-07-06 | - |
| EVER-LONG SECURITIES COMPANY LIMITED | RO | 就機構融資提供意見 | 2021-02-02 | 2021-06-09 |
| Rep | 證券交易 | 2020-12-01 | 2021-06-09 | |
| Rep | 就機構融資提供意見 | 2020-10-29 | 2021-02-02 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-03-23 | 2020-05-26 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-01-11 | 2019-12-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-01-11 | 2019-12-31 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-08-27 | 2017-11-25 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-08-27 | 2017-11-25 |
| KINGSWAY CAPITAL LIMITED | Rep | 證券交易 | 2014-06-20 | 2015-08-07 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2014-06-20 | 2015-08-07 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-09-22 | 2015-08-07 |
已採集記錄中暫無金管局登記。