| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2022-12-01 | - |
| Rep | 證券交易 | 2022-12-01 | - | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-11-01 | 2022-06-10 |
| Rep | 證券交易 | 2012-11-01 | 2022-06-10 | |
| NITTAN CAPITAL ASIA LIMITED | Rep | 證券交易 | 2011-09-27 | 2012-09-30 |