| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-07-10 | 2015-09-10 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2013-07-10 | 2015-09-10 |
| Hafoo Securities Limited | Rep | 證券交易 | 2011-09-30 | 2012-05-19 |
| WILSON SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-09-30 | 2012-05-19 |
| Rep | 證券交易 | 2011-09-30 | 2012-05-19 |