| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2025-08-27 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2024-07-18 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2024-07-18 | - |
| Rep | 證券交易 | 2024-07-18 | - | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-12-18 | 2024-01-16 |
| Rep | 期貨合約交易 | 2023-12-18 | 2024-01-16 | |
| Rep | 證券交易 | 2023-12-18 | 2024-01-16 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2022-06-21 | 2023-10-13 |
| RO | 證券交易 | 2021-12-09 | 2023-10-13 | |
| Rep | 就證券提供意見 | 2021-12-08 | 2022-06-21 | |
| Rep | 證券交易 | 2021-11-03 | 2021-12-09 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-03 | 2023-10-13 |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2020-12-30 | 2021-10-06 |
| Rep | 證券交易 | 2011-09-30 | 2020-12-30 | |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-09-30 | 2021-10-06 |
已採集記錄中暫無金管局登記。