| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wilson International Capital Limited | RO | 就機構融資提供意見 | 2019-11-21 | - |
| Rep | 就機構融資提供意見 | 2019-10-24 | 2019-11-21 | |
| RHB CAPITAL HONG KONG LIMITED | RO | 就機構融資提供意見 | 2018-11-07 | 2019-09-12 |
| Rep | 就機構融資提供意見 | 2018-09-19 | 2018-11-07 | |
| Rep | 證券交易 | 2018-09-19 | 2019-09-12 | |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2017-10-23 | 2018-09-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2017-10-23 | 2018-09-15 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-05-11 | 2017-07-21 |
| Rep | 就機構融資提供意見 | 2014-07-29 | 2017-05-11 | |
| Rep | 證券交易 | 2014-07-29 | 2017-07-21 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-10-03 | 2014-07-08 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2011-10-03 | 2014-07-08 |
已採集記錄中暫無金管局登記。