| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Cosmos One Capital Limited | RO | 就證券提供意見 | 2025-09-25 | - |
| RO | 提供資產管理 | 2025-09-25 | - | |
| RO | 證券交易 | 2025-09-25 | - | |
| Rep | 就證券提供意見 | 2025-08-18 | 2025-09-25 | |
| Rep | 證券交易 | 2025-08-18 | 2025-09-25 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-04-21 | 2025-07-31 |
| Rep | 期貨合約交易 | 2022-04-21 | 2025-07-31 | |
| Rep | 證券交易 | 2022-04-21 | 2025-07-31 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-05-07 | 2022-03-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2018-05-07 | 2022-03-11 |
| Rep | 證券交易 | 2018-05-07 | 2022-03-11 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-12-13 | 2018-03-27 |
| Rep | 就證券提供意見 | 2011-10-04 | 2018-03-27 | |
| Rep | 證券交易 | 2011-10-04 | 2018-03-27 |
已採集記錄中暫無金管局登記。