| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-10-22 | - |
| Rep | 就證券提供意見 | 2026-10-22 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2026-10-22 | - |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2025-09-11 | 2026-08-31 |
| Rep | 證券交易 | 2025-09-11 | 2026-08-31 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-04-07 | 2022-12-23 |
| Rep | 證券交易 | 2022-04-07 | 2022-12-23 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2017-09-01 | 2021-05-25 |
| Rep | 證券交易 | 2017-09-01 | 2021-05-25 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-10-06 | 2016-01-15 |
| Rep | 證券交易 | 2011-10-06 | 2016-01-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-10-06 | 2012-01-31 |
已採集記錄中暫無金管局登記。