| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2026-11-02 | - |
| Rep | 證券交易 | 2026-11-02 | - | |
| Rep | 槓桿式外匯交易 | 2026-11-02 | - | |
| Rep | 證券交易 | 2026-08-03 | 2026-11-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2023-02-21 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-02-21 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2023-02-21 | 2026-08-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-09-11 | 2021-03-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-09-11 | 2021-03-26 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2015-10-06 | 2020-08-21 |
| Rep | 證券交易 | 2015-10-06 | 2020-08-21 | |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2014-12-31 | 2015-09-24 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2014-09-25 | 2015-09-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-09-25 | 2015-09-24 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2012-11-21 | 2014-05-23 |
| Rifa Securities Limited | Rep | 證券交易 | 2012-11-21 | 2014-05-23 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-05-28 | 2012-11-02 |
| Public Securities Limited | Rep | 證券交易 | 2011-10-13 | 2012-04-14 |
已採集記錄中暫無金管局登記。