| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-04-05 | 2024-04-11 |
| Rep | 證券交易 | 2024-04-05 | 2024-04-11 | |
| Rep | 期貨合約交易 | 2023-12-01 | 2023-12-06 | |
| Rep | 證券交易 | 2023-12-01 | 2023-12-06 | |
| Rep | 期貨合約交易 | 2017-06-06 | 2017-06-16 | |
| Rep | 證券交易 | 2017-06-06 | 2017-06-16 | |
| Rep | 期貨合約交易 | 2011-10-14 | 2016-05-24 | |
| Rep | 證券交易 | 2011-10-14 | 2016-05-24 |