| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | RO | 期貨合約交易 | 2024-05-28 | - |
| RO | 證券交易 | 2024-05-28 | - | |
| Rep | 期貨合約交易 | 2017-09-14 | 2024-05-28 | |
| Rep | 證券交易 | 2017-09-14 | 2024-05-28 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2011-10-17 | 2011-10-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-10-17 | 2011-10-24 |