| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-02-06 | 2014-10-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-02-06 | 2014-10-13 |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2011-10-19 | 2012-01-17 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2011-10-19 | 2012-01-17 |