| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2011-10-24 | 2012-04-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-10-24 | 2012-04-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-10-24 | 2012-04-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-10-24 | 2012-04-04 |