| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2018-06-29 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-05-28 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-05-28 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2018-03-14 | 2018-04-27 |
| Rep | 證券交易 | 2018-03-14 | 2018-04-27 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2014-06-23 | 2018-03-01 |
| Rep | 就機構融資提供意見 | 2013-07-09 | 2018-03-01 | |
| Rep | 證券交易 | 2013-07-09 | 2018-03-01 | |
| Rep | 就機構融資提供意見 | 2011-10-25 | 2012-05-21 | |
| Rep | 證券交易 | 2011-10-25 | 2012-05-21 |