| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-10-02 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2019-09-09 | - |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2019-09-09 | - |
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2015-09-07 | 2019-08-25 |
| Rep | 提供自動化交易服務 | 2015-09-07 | 2019-08-25 | |
| Rep | 證券交易 | 2015-09-07 | 2019-08-25 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2014-01-06 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-10-25 | 2012-06-30 |