| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CARLYON CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-05-12 | - |
| MESSIS CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-08-14 | 2026-04-23 |
| RO | 證券交易 | 2024-08-14 | 2026-04-23 | |
| Rep | 就機構融資提供意見 | 2024-06-17 | 2024-08-14 | |
| Rep | 證券交易 | 2024-06-17 | 2024-08-14 | |
| XinKong International Capital Limited | RO | 證券交易 | 2023-11-09 | 2023-12-31 |
| XinKong International Securities Limited | RO | 證券交易 | 2023-11-09 | 2023-12-31 |
| XinKong International Capital Limited | Rep | 證券交易 | 2023-07-05 | 2023-11-09 |
| RO | 就機構融資提供意見 | 2023-07-05 | 2023-12-31 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2023-07-05 | 2023-11-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2023-04-14 | 2023-04-28 |
| RO | 就機構融資提供意見 | 2022-03-29 | 2023-04-28 | |
| Rep | 就機構融資提供意見 | 2021-11-17 | 2022-03-29 | |
| Rep | 證券交易 | 2021-11-17 | 2023-04-14 | |
| Lego Securities Limited | Rep | 證券交易 | 2021-03-25 | 2021-10-16 |
| Lego Corporate Finance Limited | RO | 就機構融資提供意見 | 2019-11-13 | 2021-10-16 |
| Rep | 就機構融資提供意見 | 2016-11-28 | 2019-11-13 | |
| BOCOM International (Asia) Limited | Rep | 證券交易 | 2015-03-12 | 2016-11-18 |
| Rep | 就機構融資提供意見 | 2015-02-13 | 2016-11-18 | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-10-26 | 2015-02-02 |
金管局記錄暫時無法載入，請稍後重試。