| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited | Rep | 槓桿式外匯交易 | 2020-03-06 | 2021-10-06 |
| Rep | 期貨合約交易 | 2018-03-21 | 2021-10-06 | |
| Rep | 提供資產管理 | 2017-06-01 | 2021-10-06 | |
| Rep | 證券交易 | 2017-06-01 | 2021-10-06 | |
| BNP PARIBAS ASSET MANAGEMENT CHORUS | Rep | 提供資產管理 | 2017-06-01 | 2021-10-06 |
| Asia Research & Capital Management Limited | Rep | 提供資產管理 | 2015-07-13 | 2017-04-28 |
| Edmond de Rothschild Securities (Hong Kong) Limited | Rep | 證券交易 | 2011-11-01 | 2015-06-30 |