| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 就證券提供意見 | 2019-08-26 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2018-06-08 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 證券交易 | 2018-06-08 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-01-25 | 2018-06-08 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2018-01-25 | 2018-06-08 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-11-01 | 2016-09-12 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-01 | 2016-09-12 |