| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited | RO | 就證券提供意見 | 2026-06-01 | - |
| RO | 提供資產管理 | 2026-06-01 | - | |
| RO | 證券交易 | 2026-06-01 | - | |
| Rep | 就證券提供意見 | 2026-04-13 | 2026-06-01 | |
| Rep | 提供資產管理 | 2026-04-13 | 2026-06-01 | |
| Rep | 證券交易 | 2026-04-13 | 2026-06-01 | |
| WINBRILLIANT SECURITIES LIMITED | RO | 就證券提供意見 | 2025-06-23 | 2025-10-31 |
| RO | 提供資產管理 | 2025-06-23 | 2025-10-31 | |
| Cornucopiae Asset Management Limited | Rep | 提供資產管理 | 2021-01-27 | 2025-06-06 |
| Rep | 證券交易 | 2021-01-27 | 2025-06-06 | |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2018-02-21 | 2020-08-28 |
| Hao Tian International Futures Limited | Rep | 期貨合約交易 | 2018-02-21 | 2020-08-28 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2018-02-21 | 2020-08-28 |
| China Enterprise Securities Company Limited | Rep | 提供資產管理 | 2017-05-17 | 2018-01-31 |
| Rep | 證券交易 | 2016-12-09 | 2018-01-31 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2013-08-06 | 2016-11-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2013-08-06 | 2016-11-25 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2012-12-10 | 2013-07-30 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-12-10 | 2013-07-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-11-01 | 2012-10-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-01 | 2012-10-27 |
已採集記錄中暫無金管局登記。