| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2019-10-04 | - |
| Rep | 就證券提供意見 | 2019-10-04 | - | |
| Rep | 期貨合約交易 | 2019-10-04 | - | |
| Rep | 證券交易 | 2019-10-04 | - | |
| Rep | 就期貨合約提供意見 | 2017-12-14 | 2018-07-09 | |
| Rep | 期貨合約交易 | 2017-12-14 | 2018-07-09 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-07-04 | 2017-08-01 |
| Rep | 證券交易 | 2013-07-04 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2011-11-04 | 2018-07-09 |
| Rep | 證券交易 | 2011-11-04 | 2018-07-09 |
已採集記錄中暫無金管局登記。